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Our offerings for financial service providers

Our experts will support you in all matters relating to the new laws, e.g. in adapting the existing directives and contracts or in accompanying you through the approval process.

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Our offerings

Are you familiar with FinSA&FinIA?

Your situation
As a Swiss or foreign financial service provider, you've heard of FinSA&FinIA, but you may not be familiar with them in detail and would therefore like to learn more about the regulations, new requirements and transitional periods.

Ready for FinSA&FinIA?

Your situation
Whether you're already under regulatory supervision or require a new license: FinSA&FinIA will have an impact on your organisation, your processes and your framework of internal regulations.

Check of internal regulations and contracts

Your situation
You are already supervised by FINMA and must adapt your internal regulations and contracts in line with FinSA&FinIA.

Application for membership of a supervisory organisation

Your situation
You are an asset manager that does not yet require a licence and must join a supervisory organisation (SO). You must choose the supervisory organisation and submit an application for admission.

Obtaining FINMA approval

Your situation
You are a Swiss or foreign financial institution subject to the new FinIA licensing requirements and must file a licence application with FINMA.

Foreign financial services providers

Your situation
You provide cross-border financial services from abroad or, as a foreign financial institution, you have a presence in Switzerland or intend to establish one.

Public offering of financial instruments

Your situation
You intend to make a public offer of securities or have them admitted on a trading platform.

M&A

Your situation
You want to master the challenges of FinSA&FinIA by increasing your asset base or in the form of a cooperation.

Our experts

Dr. Albrecht Langhart
Dr. Natalie Peter
Matthias Hirschle
Peter von Burg
Roger Büchi

How can we help you?

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